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Review of Canadian Corporate Finance Law ( June 2005 )
The year 2004 saw a continuation of the very strong Canadian income fund market, with approximately 35 new income funds taken public. The market for cross-border income funds using innovative structures designed to solve the complexities of cross-border tax issues has been slower to take off than was predicted last year. -
The Final SEC Rule on Asset-backed Securities and Its Implications for the Candadian ABS Market ( February 2006 )
On December 15, 2004, the U.S. Securities and Exchange Commission approved a comprehensive final rule (SEC Rule) that sets out the registration, disclosure and reporting requirements for asset-backed securities (ABS) under U.S. securities laws. -
On April 28, 2004, the SEC proposed new and amended rules and forms for asset-backed securities. The present disclosure framework for asset-backed issuers has evolved over time from several sources, including a series of no-action letters and the filing review process. The SEC is proposing to address comprehensively the treatment of ABS and to bring a more uniform, transparent set of rules to the multitrillion dollar ABS market.
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Client Alert: SEC Approves New Regulation FD ( September 2000 )
This alert provides a list of frequently asked questions concerning the New Regulation FD which become law on October 14, 2000. -
Securities Registration: The SEC Cracks Down on Directed Share Programs ( February 2000 )
This article summarizes how the SEC is closely scrutinizing directed share programs and outlines how to properly administer these types of programs. -
Securities Law Liabilities In Employee Stock Options ( May 2000 )
This article reviews whether an employee option-holders has federal securities law claims against their employer akin to the claims possessed by the company's public stock holders. -
The Forgotten Trial ( May 2000 )
More often than not, the punishment phase of a trial is treated like the "stepchild".
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