FindLaw | Find a Lawyer. Find Answers.

Library Search

• Goodmans Update: Corporate Securities ( October 2005 )
  

  A panel of the Ontario Securities Commission has recently released its unanimous decision in dismissing allegations by OSC Staff of insider trading by Kwok Yuen Ho, the Chairman and Chief Executive Officer of ATI Technologies Inc., and his wife Betty. Three issues that were discussed by the OSC in the ATI decision are relevant to corporate insiders and are worth reviewing.

• New Insider Trading Rules ( August 2000 )
  

  This provides a quick look at changes in securities law in different situations.

• Practical Guidance for Compliance with New-SEC Regulation FD ( December 2000 )
  

  This paper reviews the guidelines for complying with the new SEC Regulation FD.

• SEC Clarifies Insider Trading Rules ( August 2000 )
  

  This article reviews the SEC's release clarifying certain principles of insider trading. In addition, this article summarizes Regulation FD, a new regulation that prohibits public companies from selectively disclosing material information to analysts and institutional investors before making the same disclosures to individual investors and the general public.

• SEC Selective Disclosure Rules ( September 2000 )
  

  This article reviews the SEC adopted Regulation FD that will require public companies to look at the way they deal with analysts and intuitional investors. In this article, the authors have summarized the scope of Regulation FD, provides a list of frequency asked questions and recommendation to develop corporate policy dealing with the disclosure materials.

• SEC Adopts Selective Disclosure Rules and Rules Clarifying Insider Trading Laws ( January 2000 )
  

  The Securities and Exchange Commission (SEC) has adopted Regulation FD (for "fair disclosure") to address the issu.

• SEC Proposes Rules on "Selective Disclosure" and Insider Trading Liability ( January 2000 )
  

  The Securities and Exchange Commission (the "SEC") recently proposed new rules intended to (1) address "the problem.

• SEC Proposes Selective Disclosure Restrictions and Rules Clarifying Insider Trading Laws ( January 2000 )
  

  On December 15, 1999, the Securities Exchange Commission ("SEC") released proposed rules which, if enacted, w.

• Court Rejects "Knowing Possession" as Basis for Insider Trading Liability ( April 1998 )
  

  This article discusses the opinion in SEC v. Adler, 137 F.3d 1325, where the Eleventh Circuit adopted a test requiring the SEC to show that the defendant in an insider trading case used the material nonpublic information when trading.