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Proactive Planning Key to Effective Disclosure Controls and Procedures ( July 2004 )
Over the past year, clients have repeatedly posed questions about the disclosure controls and procedures they are now required to maintain as mandated by Sarbanes-Oxley. Based on the number and types of questions posed, an overview of disclosure controls and procedures is among the most useful tools an attorney can provide a client in that regard. -
Practical Guidance for Compliance with New-SEC Regulation FD ( December 2000 )
This paper reviews the guidelines for complying with the new SEC Regulation FD. -
New Regulation FD Prohibits Selective Disclosure--Winter 2000 ( December 2000 )
This article summarizes the new Regulation FD which prohibits public companies from selectively disclosing material information to analysts and institutional investors before making the same disclosures to individual investors and the general public. -
Client Alert: SEC Approves New Regulation FD ( September 2000 )
This alert provides a list of frequently asked questions concerning the New Regulation FD which become law on October 14, 2000. -
The SEC Adopts Rules to Regulate How Public Companies Deal with Analysts and Insider Trading ( August 2000 )
This article reviews the new SEC Regulation FD rules that relates to how public companies deal with analysts and insider trading. -
New SEC Regulation Targets Selective Disclosure by Public Companies ( October 2000 )
On August 10, 2000, the Securities and Exchange Commission (the "SEC") adopted Regulation FD (Fair Disclosure) esta. -
SEC Selective Disclosure Rules ( September 2000 )
This article reviews the SEC adopted Regulation FD that will require public companies to look at the way they deal with analysts and intuitional investors. In this article, the authors have summarized the scope of Regulation FD, provides a list of frequency asked questions and recommendation to develop corporate policy dealing with the disclosure materials. -
Fair Disclosure--"Leveling The Playing Field" ( September 2000 )
City X is working on an advance refunding of its outstanding Series 1995 Bonds, but the plan is not known outside t. -
Questions and Answers About the New Market Risk Disclosure Rules ( August 1997 )
Answers to questions about the 1997 rules adopted by the Securities and Exchange Commission that require disclosures about the policies used to account for derivatives, and certain quantitative and qualitative information about market risk exposures.
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